Modern Wealth Management Disclaimer and Website
Investment advisory services offered through Modern Wealth Management, LLC, an SEC Registered Investment Adviser.
Certain portions of Modern Wealth Management, LLC’s website (i.e. educational videos, podcasts, articles, commentaries, etc.) may contain discussion of and/or provide access to, the personal opinions, viewpoints and analyses of Modern Wealth Management employees. This should not be regarded as a description of advisory services provided by Modern Wealth Management or performance returns of any Modern Wealth Management client. The views and opinions reflected within this content is subject to change at any time without notice. The information provided is for educational purposes only and does not constitute investment, tax, or legal advice. Modern Wealth Management does not accept ay liability for the use of the information discussed. Investments involve risks, including potential loss of principal. Consult with a qualified financial, legal, or tax professional about your specific situation prior to taking any action.
Modern Wealth Management’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Modern Wealth Management, LLC’s web site on the Internet should not be construed by any consumer and/or prospective client as Modern Wealth Management, LLC’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. A copy of Modern Wealth Management, LLC’s current written disclosure statement discussing Modern Wealth Management, LLC’s business operations, service, and fees is available from Modern Wealth Management, LLC upon written request. Modern Wealth Management, LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Modern Wealth Management, LLC’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Modern Wealth Management Privacy Policy & Other Documents
ADV Part 2B – Lee’s Summit, MO
Links to Other Websites Disclaimer
Please note: The information being provided is strictly as a courtesy. When you link to any of these web-sites provided here, you are leaving this site. Modern Wealth Management, LLC makes no representation as to the completeness or accuracy of information provided at these sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, sites, information and programs made available through this site. When you access one of these sites, you are leaving Modern Wealth Management, LLC’s web-site and assume total responsibility and risk for your use of the sites you are linking to.
Certifications & Accreditations
CERTIFIED FINANCIAL PLANNER™
Certified Financial Planner Board of Standards, LLC (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Certified Public Accountant
The Certified Public Accountant (CPA) Designation is issued by the Boards of Accountancy. Like regular accountants, CPAs can help organizations and individuals record and organize financial information, analyze trends, make budgetary recommendations, prepare tax documents, perform internal audits, and ensure all financial activities are compliant with local and federal regulations. However, due to their training in the public sector, CPAs can do a few other things that regular accountants legally can’t, such as represent clients during IRS audits, perform external public audits, and prepare audited financial statements for the Securities and Exchange Commission (SEC). Each state has slightly different requirements that one must follow for CPA certification. These requirements are determined by the state’s Board of Accountancy and the American Institute of Certified Public Accountants (AIPCA). To check the requirements of your state, please click here. To verify an individual’s CPA status, please click here.
Personal Financial Specialist
The Personal Financial Specialist (PFS) credential is issued by The American Institute of Certified Public Accountants (AICPA®) which is granted to Certified Public Accountants. Candidates for consideration must be AICPA® members, hold an unrevoked CPA certificate, have relevant personal financial planning experience, complete specified education hours, pass a certification exam, and fulfill continuing education requirements.
Accredited Investment Fiduciary
The Accredited Investment Fiduciary (AIF®) credential is issued by the offered and recognized by the Center for Fiduciary Studies. To obtain this designation, a candidate must meet a point-based threshold based on a combination of education, relevant industry experience, or professional development. In addition, a candidate must complete either a web-based or a capstone program, complete a proctored closed book final certification exam, and complete at least 6 hours of continuing education requirements per year.
Registered Financial Consultant
The Registered Financial Consultant (RFC®) designation is awarded by the International Association of Registered Financial Consultants (IARFC) to financial advisors who meet high standards of education, experience, and integrity. Prerequisites include obtaining a professional designation such as AAMS®, CFA, CFP®, ChFC®, CLU®, CPA, EA, LUTCF®, CFEI®, or AFC®, a life insurance license, or a bachelor’s or advanced degree in Business, Finance, Economics, or a related field. Candidates must complete at least 40 hours of continuing professional education every two years.
Chartered Life Underwriter
The Chartered Life Underwriter (CLU) is a professional designation for individuals who wish to specialize in life insurance and estate planning. Individuals must complete five core courses and three elective courses, and successfully pass all eight two-hour, 100-question examinations in order to receive the designation.
Chartered Financial Consultant
The Chartered Financial Consultant (ChFC®) is awarded by the American College of Financial Services. Prerequisites for consideration include three full years of full-time business experience within five years preceding the awarding of the designation. Designation training consist of eight online, self-study courses with eight closed-book proctored final exams. 30 hours of continuing education must be completed every two years, including one hour of ethics CE.
