Sam Falkengren
Compliance Analyst
Department: Internal Operations
Sam has supported the development and maintenance of Modern Wealth’s compliance policies and procedures since joining the team in April 2026. She conducts risk assessments, audits, and testing to identify and address gaps and monitors regulatory changes and communicates updates across the firm. Sam also assists with regulatory filings, exams, and inquiries and collaborates across teams to help improve compliance processes and reporting.
Prior to arriving at Modern Wealth, Sam gained experience across banking operations and compliance, including audit preparation, fraud prevention, regulatory filings, policy development, onboarding, and client service, before transitioning into investment compliance. She is excited about Modern Wealth’s growth and is thankful for the opportunity to be a part of it.
Outside of work, Sam enjoys staying active in the gym, watching movies, painting, and meeting up with friends for a drink or a glass of wine. Sam also loves caring for the two bunnies she rescued from the Arizona Humane Society and strives to give them the best life possible.